Commitment to Compliance

Ensuring Everyone involved Operates in a Fully-Compliant Environment

We believe that compliance is defined by full transparency, oversight and disclosure by everyone involved in the campaign:

We are…

  • for business owners seeking assurance that they are offering a security in their business properly — protecting themselves and their business
  • for investors who are seeking to purchase an investment opportunity that has been properly prepared and disclosed
  • For portal providers supporting the fulfillment and settlement of offerings in the emerging crowdfunding market

We believe that every sale of a security demands the involvement of licensed and trained professionals — in the crowd, in the community or between private parties.

CustomDesigned Services

CrowdTrade provides registering broker/dealer services as a preferred service on the CommunityLeader platform. It is able to provide cost effective services through CommunityLeader's compliant platform of software and services.

For Broker/Dealers, RIAs, or organizations seeking to launch a Portal

CommunityLeader and CrowdTrade will work with you and your business model to ensure a quality and compliant experience for you, your clients and investors alike. We have six distinct deployment models to provide maximum flexibility. Ranging from "our team does it all" to "your team does everything shy of investor oversight". We ensure that your portal is properly licensed, certified and supported for the solicitation, promotion, fulfillment, settlement, and support of debt or equity security offerings.

The most viable, intuitive online solution for crowdfunding businesses.

In a collaborative relationship with CommunityLeader, Inc., we can deliver a complete online investment platform solution — from business recruitment and due diligence to a seamless investor qualification process — our online investment eco-system allows you to focus on being a quality community-based Portal.

  • We will work with all private/exempt securities, including: 506 (b), 506 (c), RegA, (tier I), Reg A+ (tier II), 504 Interstate Exemptions, and the proposed Title III
  • We will support the sale of securities in all 50 states
  • We sponsor qualified registered professionals associated with your portal
  • We oversee the issuer or sponsor due diligence process
  • We monitor that the solicitation process for compliance with all applicable regulations
  • We verify the qualification of investors
  • We manage the selling agreements with a registered sales agent
  • We facilitate syndication relationships
  • We ensure the fulfillment and settlement process happens quickly and efficiently
  • We support the proper filing with FINRA, SEC and state agencies
  • We allow you to start today and expand your involvement tomorrow

Contact us today for a quote on the design, development and launch of a fully compliant online platform for the solicitation, sale and support of private and exempt securities!

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